Richard Glen Smith

Current Employers

Employment History

• 01/2006 → Present
  Raymond James Financial Services, Inc
  Franklin, TN
• 01/2009 → 03/2017
  Raymond James Financial Services Advisors, Inc
  Franklin, TN
• 02/2012 → Present
  Lighthouse Wealth Management Team
  Franklin, TN
• 05/2012 → Present
  Lighthouse Wealth Group
  Franklin, TN
• 03/2010 → 11/2022
  Southwestern Investment Group
  Franklin, TN
• 03/2017 → 09/2023
  Southwestern Investment Advisory Services, Inc.
  Franklin, TN
• 11/2022 → Present
  Sagespring Wealth Partners
  Franklin, TN

Previous Registrations

• 2009-01-02 → 2016-12-20
  Raymond James Financial Services Advisors, Inc
  Nashville, TN
  Franklin, TN
• 2006-08-31 → 2009-01-02
  Raymond James Financial Services, Inc.
  Franklin, TN

Other Businesses

(1) Name of Business: Both Hands Address: PO Box 2713, Brentwood, TN, 37024, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 04/05/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Our committee advises the board on financial activity (2) Name of Business: Lighthouse Wealth Group Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 05/08/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Lighthouse Wealth Group (3) Name of Business: Sagespring Address: 801 Crescent Centre Dr Ste 600, Franklin, TN, 37067-7202, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/07/2010 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Do LTC, Disability and Life (4) Name of Business: SageSpring Wealth Partners Address: Corporate Centre 5, Franklin, TN, 37067, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: financial advisor 5) LIGHTHOUSE WEALTH MANAGEMENT TEAM. FRANKLIN, TN. ADVISOR IN SUPPORT COMPANY. STARTED 2/10/2012 TO PRESENT. 40 HOURS WEEKLY, 40 DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2006-03-15