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Sean Yang

Herold Advisors, Inc.

New York, NY

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Current Employers
Herold Advisors, Inc.

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-15
  • NY RA
    APPROVED
    Since 2022-02-15

Branch Locations

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bernard Herold & Co.,Inc., New York NY 07/2013 11/2020
Herold & Lantern Investments, Inc. Melville NY 11/2020 Present
  • 07/2013 → 11/2020
    Bernard Herold & Co.,Inc.,
    New York, NY
  • 11/2020 → Present
    Herold & Lantern Investments, Inc.
    Melville, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-27
S63 Uniform Securities Agent State Law Examination 2014-08-23
  • S66 Uniform Combined State Law Examination
    2020-07-27
  • S63 Uniform Securities Agent State Law Examination
    2014-08-23
Other Names
  • Sean Yang
  • You P Yang

View on SEC IAPD

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