Deric Redmond

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2010-01-29
SD	RA	APPROVED	2009-05-18
IA	RA	APPROVED	2009-05-15

TX RA
APPROVED

Since 2010-01-29
SD RA
APPROVED

Since 2009-05-18
IA RA
APPROVED

Since 2009-05-15

Branch Locations

200 Gold Circle Suite 100, Dakota Dunes, SD 57049 • United States

Dakota Dunes, SD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Dakota Dunes	SD	01/2009	Present
City National Bank	Dakota Dunes	SD	06/2022	Present

01/2009 → Present

Rbc Capital Markets, Llc

Dakota Dunes, SD
06/2022 → Present

City National Bank

Dakota Dunes, SD

Other Businesses

CRITTENTON CENTER; ADDRESS: 814 PIERCE STREET, SUITE 100, SIOUX CITY, IA 51101; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT PROVIDING SERVICES TO CHILDREN, INDIVIDUALS AND FAMILIES IN NEED; CAPACITY: BOARD OF DIRECTORS; START DATE: 1/30/2019; DUTIES: TYPICAL BOARD MEMBER DUTIES; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-03

S66 Uniform Combined State Law Examination

2009-04-03

View on SEC IAPD