Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-01-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Think Mutual Bank | Rochester | MN | 05/2011 | Present |
| Raymond James Financial Services, Inc. | Rochester | MN | 09/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Rochester | MN | 01/2025 | Present |
(1)Name of Business: Arthur A Hirman Agency, Inc. DBA Think Insurance Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Non-variable Insurance Position/Title: Associate/Employee Investment Related: Yes Start Date: 03/11/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Insurance Services Manager (2)Name of Business: The Open Door Food Pantry Address: 3000 Ames Crossing Rd, Suite 100, Eagan, MN, 55121, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 02/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Committee would be the Finance Committee for the non-profit. Monthly meeting to review organization financials. Board Member - \nDevelops the vision, mission, and strategic goals. Sets policies and provides oversight for implementation. Ensures that organization has the necessary financial resources to operate effectively. Approves an annual budget, monitors for fiscal soundness. Makes sure organization has policies and procedures in place to ensure a productive operating environment. (3)Name of Business: tHINK fINANCIAL pLANNING Address: 5200 Members Pkwy NW, Rochester, MN, 55901-8381, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/11/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Service Manager
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-30 |
Reach out to this advisor