Best Investors
Account
Sign in
Best Investors
Account
Sign in
Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-17 |
Branch Locations
5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Austin | TX | 11/2013 | 01/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 01/2020 | 04/2025 |
| Bank Of America, N.A. | Austin | TX | 02/2020 | 04/2025 |
| Rbc Capital Markets, Llc | Austin | TX | 04/2025 | Present |
NAME OF ENTITY: Meals on Wheels Central Texas ADDRESS: 3227 E 5th ST Austin TX 78702 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 15/09/2025 CAPACITY: Other DUTIES: Informal advisory role helping the Finance Committee evaluate current Endowment Portfolio. Not a voting member, not directing trades. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-02-18 |
| S65 | Uniform Investment Adviser Law Examination | 2009-05-15 |
Reach out to this advisor