Muhammad Usman Zia

Employer firm

B. Riley Wealth Advisors, Inc. CRD 115927

$4.21B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 07/2022
  Vfinance Investments Inc
  Miami, FL
• 11/2011 → 07/2022
  National Securities Corp
  Miami, FL
• 11/2017 → 07/2022
  National Asset Management
  Miami, FL
• 07/2022 → Present
  B. Riley Wealth Management
  Miami, FL
• 07/2022 → Present
  B. Riley Wealth Advisors
  Memphis, TN

Other Businesses

(1) AISHA HOLDING CORP; NON INVESTMENT-RELATED; SAME ADDRESS AS BRWM; BUSINESS EXPENSE CORP FOR BRANCH AND SALARY EXPENSES; EMPLOYEE; START DATE: 11/2010; 0 HRS/MONTH; NO DUTIES... (2) MZ AUTO LEASING INC; AUTO LEASE BROKERAGE OWNER/PRESIDENT; HOLLYWOOD, FL; START DATE 04/2018; 20 HRS/MONTH, 0 DURING TRADING HRS... (3) B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; LINCENSED INSURANCE PROFESSIONAL; START DATE 09/2016; 5 HRS/MONTH, DURING TRADING HRS...

Exams

• S66 Uniform Combined State Law Examination
  2017-11-03
• S63 Uniform Securities Agent State Law Examination
  2009-02-09

Other Names

• Mani Zia