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Christian Blake Morris

Ubs Financial Services Inc.

Chicago, IL

Downers Grove, IL

CRD 5634287

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-08-10
IL RA APPROVED 2019-08-01
  • TX RA
    APPROVED_RES
    Since 2021-08-10
  • IL RA
    APPROVED
    Since 2019-08-01

Branch Locations

One North Wacker Drive Ste 3300, Chicago, IL 60606 • United States

Downers Grove, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P.MOrgan Securities Inc Naperville IL 01/2009 05/2019
Jpmorgan Chase Bank Napeville IL 07/2007 05/2019
Ubs Financial Services Inc Chicago IL 05/2019 Present
  • 01/2009 → 05/2019
    J.P.MOrgan Securities Inc
    Naperville, IL
  • 07/2007 → 05/2019
    Jpmorgan Chase Bank
    Napeville, IL
  • 05/2019 → Present
    Ubs Financial Services Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-01
S63 Uniform Securities Agent State Law Examination 2009-05-05
  • S66 Uniform Combined State Law Examination
    2019-08-01
  • S63 Uniform Securities Agent State Law Examination
    2009-05-05
Other Names
  • Blake Morris

View on SEC IAPD

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Nearby Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL

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