Jason James Frank

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 03/2025
  Morgan Stanley Private Bank, N.A.
  Colchester, VT
• 03/2014 → 03/2025
  Morgan Stanley Smith Barney Llc
  Colchester, VT
• 03/2025 → Present
  Community Bank
  Williston, VT
• 04/2025 → Present
  Lpl Financial Llc
  Williston, VT

Previous Registrations

• 2014-03-25 → 2025-03-25
  Morgan Stanley
  Colchester, VT
  Boston, MA
  Colchester, VT
  Colchester, VT
  Portsmouth, NH
  Burlington, VT
  Burlington, VT
• 2013-07-10 → 2014-03-12
  Rock Point Advisors, Llc
  Burlington, VT
• 2010-11-05 → 2013-07-09
  Morgan Stanley
  Colchester, VT
• 2009-09-07 → 2010-04-07
  Hsbc Securities (Usa) Inc.
  New York, NY

Other Businesses

1) 04/21/2025 - COMMUNITY INVESTMENT SERVICES - Investment Related - DBA for LPL Business (entity for LPL business) - At reported Business Locations - None - 0Hrs/Mth - 0Hrs During Trading. 2) 07/11/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At reported Business Locations - Start Date:03/18/2025 - 40 Hrs/Mth - 2 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-04

Designations

• Certified Financial Planner

Other Names

• Jason James Frank
• Jason J Frank