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Kevin Garcia

Citigroup Global Markets Inc.

Jacksonville, FL

St Johns, FL

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-10
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2020-10-08
  • FL RA
    APPROVED
    Since 2025-02-10
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2020-10-08

Branch Locations

Citi Wealth Management, Nic 14000 Citi Cards Way, Building C2, Jacksonville, FL 32258 • United States

St Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Bank Usa, N.A. New York NY 08/2012 07/2020
Hsbc Securities (Usa) Inc. New York NY 08/2012 07/2020
Citigroup New York NY 07/2020 Present
  • 08/2012 → 07/2020
    Hsbc Bank Usa, N.A.
    New York, NY
  • 08/2012 → 07/2020
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 07/2020 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-06
S63 Uniform Securities Agent State Law Examination 2009-03-16
  • S65 Uniform Investment Adviser Law Examination
    2020-10-06
  • S63 Uniform Securities Agent State Law Examination
    2009-03-16
Other Names
  • Kevin Garcia
  • Kevin Garcia
  • Kebin Garcia

View on SEC IAPD

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