Daniel Michael Koch

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 06/2024
  Wells Fargo Advisors Financial Network, Llc
  Northfield, NJ
• 07/2024 → Present
  Osaic Wealth, Inc.
  Ocean City, NJ

Previous Registrations

• 2012-10-03 → 2024-07-19
  Wells Fargo Advisors Financial Network, Llc
  Northfield, NJ
• 2009-04-08 → 2012-10-08
  Janney Montgomery Scott Llc
  Linwood, NJ

Other Businesses

1. J BRADLEY CAPITAL LLC POSITION: President NATURE: LLC Fed Tax ID: 46-1030838? INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2012 ADDRESS: 415 N Mansfield Ave, Margate NJ 08402, United States DESCRIPTION: This business is the LLC I run my practice through. Commissions from clients come in and are assigned to the LLC as I am a 1099 employee.? It was established as a management company. 2. GIFT OF LIFE POSITION: Ambassador NATURE: Non Profit. 501(c)3 INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2023 ADDRESS: 401 N 3rd St, Philadelphia PA 19123, United States DESCRIPTION: I speak at hospitals and schools on organ transplant and donation. [REDACTED].

Exams

• S66 Uniform Combined State Law Examination
  2009-04-07

Other Names

• Dan Koch