James Battiste Gammero

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 11/2024
  Pruco Securities, Llc.
  Whippany, NJ
• 05/2009 → Present
  Prudential Insurance Company Of America
  Whippany, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Whippany, NJ

Previous Registrations

• 2009-07-23 → 2024-11-14
  Pruco Securities, Llc.
  East Hanover, NJ
  Whippany, NJ
  Whippany, NJ
  Whippany, NJ
  Basking Ridge, NJ

Other Businesses

1. 11/14/2024 - James B. Gammero - Notary - Whippany, NJ - NOT INV REL - Start Date 04/13/2018 - 1hr/mth | 1hr during trading 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-07-11
• S63 Uniform Securities Agent State Law Examination
  2009-03-23