Matthew Schwarz

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2021-01-19
FL	RA	APPROVED	2010-09-01
TX	RA	APPROVED	2010-08-31

NC RA
APPROVED

Since 2021-01-19
FL RA
APPROVED

Since 2010-09-01
TX RA
APPROVED

Since 2010-08-31

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Point Verda Beach	FL	08/2010	Present
Bank Of America, N.A.	Point Verda Beach	FL	09/2010	Present

08/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Point Verda Beach, FL
09/2010 → Present

Bank Of America, N.A.

Point Verda Beach, FL

Previous Registrations

2009-02-11 → 2010-08-18

First Command Brokerage Services, Inc.

Orange Park, FL

Tampa, FL

Other Businesses

I*516104 Entity Type: Charitable Name of OBA: We Care Jacksonville Inc Address: Jacksonville, Florida, 32207 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/16/2021 Number of Hours: 6, Monthly Number of Hours during trading: 3, Monthly Duties: Provide guidance and support. Leadership.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-06-06
S65	Uniform Investment Adviser Law Examination	2009-01-29

S63 Uniform Securities Agent State Law Examination

2009-06-06
S65 Uniform Investment Adviser Law Examination

2009-01-29

Other Names

Matthew Barnes Schwarz

View on SEC IAPD