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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Dover | NH | 01/2009 | Present |
| Pruco Securities, Llc. | Dover | NH | 01/2009 | 11/2024 |
| Lpl Enterprise, Llc | Dover | NH | 11/2024 | Present |
1)12/26/2024-Gunstock Mountain Resort-Outside/W-2 Employment-ski lift operator at a local ski ressot, Gunstock Mountain- Not inv. related-At Gilford NH-Start date 12/13/2024 - 48hrs/mth-0hrs during trading 2) 03/04/2025- Liberty Mutual- Property and Casualty- sale of home and auto insurance- inv. related- at Dover, NH- start date 02/27/2025-10hrs/mnth-10hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-09 |
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