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Adam Simon Gold

Katam Hill LLC

Sherman Oaks, CA

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Current Employers
Katam Hill Llc

15233 Ventura Boulevard Suite 535, Sherman Oaks, CA 91403 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-13
NY RA APPROVED 2021-07-15
TX RA APPROVED_RES 2020-01-15
CA RA APPROVED 2020-01-06
  • FL RA
    APPROVED
    Since 2024-08-13
  • NY RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED_RES
    Since 2020-01-15
  • CA RA
    APPROVED
    Since 2020-01-06

Branch Locations

15233 Ventura Boulevard Suite 535, Sherman Oaks, CA 91403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 09/2018 12/2019
Espial Capital Management New York City NY 03/2012 09/2018
Katam Hill Llc Sherman Oaks CA 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-27
S63 Uniform Securities Agent State Law Examination 2009-05-29
  • S66 Uniform Combined State Law Examination
    2018-12-27
  • S63 Uniform Securities Agent State Law Examination
    2009-05-29
Other Names
  • Adam Simon Gold
  • Adam Simon Goldenberg
  • Adam Gold

View on SEC IAPD

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