Shaun Michael Perini

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 10/2016
  Wells Fargo Insurance Group
  Charlotte, NC
• 05/2009 → 10/2016
  Wells Fargo Advisors Llc
  Charlotte, NC
• 10/2016 → Present
  Nuveen Securities, Llc
  Charlotte, NC
• 10/2016 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Previous Registrations

• 2016-07-26 → 2016-11-07
  Wells Fargo Clearing Services, Llc
  Charlotte, NC
  Charlotte, NC
  St. Louis, MO

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-07-26
• S63 Uniform Securities Agent State Law Examination
  2009-11-13

Other Names

• Shaun Perini