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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-10
CA RA APPROVED 2019-01-02
  • CO RA
    APPROVED
    Since 2026-07-10
  • CA RA
    APPROVED
    Since 2019-01-02

Branch Locations

Denver, CO • United States

4633 Old Ironsides Drive, Ste. 430, Santa Clara, CA 95054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank Sunnyvale CA 09/2012 03/2018
Massachusetts Mutual Life Insurance Springfield MA 06/2008 03/2018
Cambridge Investment Research, Inc. Fairfield IA 01/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2019 Present
Unemployed Santa Clara CA 04/2018 12/2018
  • 09/2012 → 03/2018
    Charles Schwab Bank
    Sunnyvale, CA
  • 06/2008 → 03/2018
    Massachusetts Mutual Life Insurance
    Springfield, MA
  • 01/2019 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2019 → Present
    Fairfield, IA
  • 04/2018 → 12/2018
    Unemployed
    Santa Clara, CA
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. GATEWAY ADVISORS, 4633 OLD IRONSIDES DR STE 436, SANTA CLARA, CA, 04/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-1/TRADING. 3. NOTARY, 4633 OLD IRONSIDES DR STE 436, SANTA CLARA, CA, 04/2019. NIR-1/WK-0/TRADING. 4. SPECIAL NEEDS PLANNING GROUP, 4633 OLD IRONSIDES DR, STE 436, SANTA CLARA, CA, 08/2023. Investment Advisor Representative. Life/Health Insurance Sales, INV REL 160 HR/MO - 128 HR/MO TRADING 5. SNPG ADVISORY GROUP LLC, 4633 Old Ironsides Drive, Suite 430, Santa Clara CA 95054, United States, 01/21/2026, Owner, DBA Name, INV REL, 10 HR/MO - 5 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-30
S63 Uniform Securities Agent State Law Examination 2009-02-23
  • S65 Uniform Investment Adviser Law Examination
    2010-04-30
  • S63 Uniform Securities Agent State Law Examination
    2009-02-23
Designations
Other Names
  • Scott Gill

View on SEC IAPD

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