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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-07-10 |
| CA | RA | APPROVED | 2019-01-02 |
Branch Locations
4633 Old Ironsides Drive, Ste. 430, Santa Clara, CA 95054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab Bank | Sunnyvale | CA | 09/2012 | 03/2018 |
| Massachusetts Mutual Life Insurance | Springfield | MA | 06/2008 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2019 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2019 | Present |
| Unemployed | Santa Clara | CA | 04/2018 | 12/2018 |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2. GATEWAY ADVISORS, 4633 OLD IRONSIDES DR STE 436, SANTA CLARA, CA, 04/2019. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-5/WK-1/TRADING. 3. NOTARY, 4633 OLD IRONSIDES DR STE 436, SANTA CLARA, CA, 04/2019. NIR-1/WK-0/TRADING. 4. SPECIAL NEEDS PLANNING GROUP, 4633 OLD IRONSIDES DR, STE 436, SANTA CLARA, CA, 08/2023. Investment Advisor Representative. Life/Health Insurance Sales, INV REL 160 HR/MO - 128 HR/MO TRADING 5. SNPG ADVISORY GROUP LLC, 4633 Old Ironsides Drive, Suite 430, Santa Clara CA 95054, United States, 01/21/2026, Owner, DBA Name, INV REL, 10 HR/MO - 5 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-23 |
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