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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-03 |
| KS | RA | APPROVED | 2021-10-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Overland Park | KS | 11/2016 | 10/2021 |
| Unemployed | Leawood | KS | 08/2016 | 10/2016 |
| Stifel Nicolaus & Co Inc | Overland Park | KS | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-19 |
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