John P Hartnagel

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 11/2024
  Pruco Securities, Llc.
  Massapequa, NY
• 01/2009 → Present
  Prudential Insurance Company Of America
  Massapequa, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Riverhead, NY

Previous Registrations

• 2018-09-11 → 2024-11-14
  Pruco Securities, Llc.
  Melville, NY
  Hauppauge, NY
  Riverhead, NY
  Melville, NY
  Riverhead, NY
  Lloyd Harbor, NY

Other Businesses

1) 11/13/2024- Verified Referral Network, Inc.- Business Owner- Referral networking group, running and coordinating weekly networking meetings in a virtual setting.- Not INV Related- At River Head, NY- Start date 02/08/2024- 4 HRS MTH- 0 HRS During Trading 2) 11/13/2024- Sale and service of investments, insurance, and managed accounts- DBA for LPL Business (entity for LPL business)- DBA for the State of Florida- IN Related- At River Head, NY- Start date 04/09/2024- 1 HRS MTH- 1 HRS During Trading 3) 11/07/2025-Peregrine Administration, LLC-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Lloyd Harbor, NY-Start date 11/04/2025-2hrs/mth-0hrs/mth during trading 4) 12/08/2025-Peregrine Wealth Management-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 11/07/2025-165hrs/mth-165hrs/mth during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-06-18
• S63 Uniform Securities Agent State Law Examination
  2009-01-29