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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-29
MO RA APPROVED 2018-08-30
  • TX RA
    APPROVED_RES
    Since 2018-11-29
  • MO RA
    APPROVED
    Since 2018-08-30

Branch Locations

1630 S Lindbergh Blvd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Six Point Group Chesterfield MO 04/2010 03/2018
Crown Capital Securities, Lp Orange CA 01/2014 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 08/2018 Present
Look After Hair Company Wentville MO 03/2018 08/2018
Bank Of America, N.A. Ladue MO 09/2018 Present
  • 04/2010 → 03/2018
    Six Point Group
    Chesterfield, MO
  • 01/2014 → 03/2018
    Crown Capital Securities, Lp
    Orange, CA
  • 08/2018 → Present
    Ladue, MO
  • 03/2018 → 08/2018
    Look After Hair Company
    Wentville, MO
  • 09/2018 → Present
    Bank Of America, N.A.
    Ladue, MO
Previous Registrations
  • 2014-01-02 → 2018-03-22
    Crown Capital Securities, L.P.
    Chesterfield, MO
    Chesterfield, MO
  • 2011-03-02 → 2012-11-05
    Crown Capital Securities, L.P.
    Chesterfield, MO
  • 2009-03-10 → 2009-10-09
    First Command Brokerage Services, Inc.
    Town And Country, MO
Other Businesses

I*6879 For profit or not for profit: Name of outside business organization: RENTAL PROPERTY Address of business: Emden, Missouri 63439 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2017 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-06
S63 Uniform Securities Agent State Law Examination 2009-02-05
  • S65 Uniform Investment Adviser Law Examination
    2009-03-06
  • S63 Uniform Securities Agent State Law Examination
    2009-02-05
Other Names
  • Lacey Anne Cepero
  • Lacey Anne King
  • Lacey Anne King
  • Lacey Anne Diekmann
  • Lacey Diekmann

View on SEC IAPD

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