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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-29 |
| MO | RA | APPROVED | 2018-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Six Point Group | Chesterfield | MO | 04/2010 | 03/2018 |
| Crown Capital Securities, Lp | Orange | CA | 01/2014 | 03/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ladue | MO | 08/2018 | Present |
| Look After Hair Company | Wentville | MO | 03/2018 | 08/2018 |
| Bank Of America, N.A. | Ladue | MO | 09/2018 | Present |
I*6879 For profit or not for profit: Name of outside business organization: RENTAL PROPERTY Address of business: Emden, Missouri 63439 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2017 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-05 |
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