Best Investors Account Sign in

Alexander M Barrios

Schwab Wealth Advisory, Inc.

Littleton, CO

CRD 5632851

Claim This Profile
Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-12-15
  • CO RA
    APPROVED
    Since 2025-12-15

Branch Locations

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Capital Inc. Denver CO 06/2013 02/2017
Charles Schwab & Co., Inc. Lone Tree CO 02/2017 Present
Charles Schwab Bank Lone Tree CO 05/2017 09/2018
Schwab Wealth Advisory Inc Littleton CO 12/2025 Present
  • 06/2013 → 02/2017
    Transamerica Capital Inc.
    Denver, CO
  • 02/2017 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 05/2017 → 09/2018
    Charles Schwab Bank
    Lone Tree, CO
  • 12/2025 → Present
    Schwab Wealth Advisory Inc
    Littleton, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
S63 Uniform Securities Agent State Law Examination 2017-04-05
  • S66 Uniform Combined State Law Examination
    2020-01-31
  • S63 Uniform Securities Agent State Law Examination
    2017-04-05
Other Names
  • Alex Barrios
  • Alex Barrios
  • Alexander Barrios
  • Alexander Marc Barrios

View on SEC IAPD

More in Littleton, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor