William Powell

Current Employers

Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2025-11-25

IL RA
APPROVED

Since 2025-11-25

Branch Locations

1 Mid America Plaza Suite 1030, Oakbrook Terrace, IL 60181 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Chicago	IL	03/2025	10/2025
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	10/2025
Fidelity Investments	Boston	MA	03/2025	10/2025
Mariner Platform Solutions	Overland Park	KS	10/2025	Present
Fortitude Financial Partners	Oakbrook Terrace	IL	10/2025	Present
Fidelity Personal And Workplace Advisors	Boston	MA	09/2016	07/2018

03/2025 → 10/2025

Fidelity Brokerage Services Llc

Chicago, IL
07/2018 → 10/2025

Fidelity Personal And Workplace Advisors

Boston, MA
03/2025 → 10/2025

Fidelity Investments

Boston, MA
10/2025 → Present

Mariner Platform Solutions

Overland Park, KS
10/2025 → Present

Fortitude Financial Partners

Oakbrook Terrace, IL
09/2016 → 07/2018

Fidelity Personal And Workplace Advisors

Boston, MA

Previous Registrations

2025-03-31 → 2025-10-10

Strategic Advisers Llc

Chicago, IL

Glen Ellyn, IL

Boston, MA
2018-07-13 → 2025-03-31

Fidelity Personal And Workplace Advisors

Boston, MA

Chicago, IL

Glen Ellyn, IL
2016-09-02 → 2018-07-13

Strategic Advisers Llc

Chicago, IL
2011-10-19 → 2016-07-29

Td Ameritrade, Inc.

Oak Brook, IL
2011-10-19 → 2016-07-29

Td Ameritrade Investment Management, Llc

Oak Brook, IL

Other Businesses

Fortitude Financial Partners; Investment related, Oakbrook Terrace, IL, Offering investment services through Mariner Platform Solutions/Mariner Independent, start date; 10/2025, 160 hours per month during securities trading hours. Compass, Inc.; investment related; Glen Ellyn, IL; real estate; agent; start date 03/2026; 10 hours/month, 0 during trading hours; real estate agent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-18
S63	Uniform Securities Agent State Law Examination	2009-05-18

S66 Uniform Combined State Law Examination

2011-10-18
S63 Uniform Securities Agent State Law Examination

2009-05-18

Other Names

William Edward Powell

View on SEC IAPD