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Annette Serniak

Morgan Stanley

Purchase, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2021-03-03
CT RA APPROVED 2021-01-09
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2021-03-03
  • CT RA
    APPROVED
    Since 2021-01-09

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westport CT 10/2015 08/2017
Morgan Stanley Purchase NY 08/2017 Present
  • 10/2015 → 08/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Westport, CT
  • 08/2017 → Present
    Morgan Stanley
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2021-01-08
Other Names
  • Annette Lorraine Mortati
  • Annette Lorraine Serniak

View on SEC IAPD

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