Soofia F Naqvi

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States

Dix Hills, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Astoria Federal Savings Bank	Whitestone	NY	02/2010	Present
Metlife Securities, Inc.	Lake Success	NY	02/2012	03/2017
Mml Investors Services, Llc	East Hills	NY	03/2017	Present
Massmutual Life Insurance Co	East Hills	NY	07/2016	Present

02/2010 → Present

Astoria Federal Savings Bank

Whitestone, NY
02/2012 → 03/2017

Metlife Securities, Inc.

Lake Success, NY
03/2017 → Present

Mml Investors Services, Llc

East Hills, NY
07/2016 → Present

Massmutual Life Insurance Co

East Hills, NY

Other Businesses

NAME: SOOFIA NAQVI INV REL: N ADD:RESIDENTIAL ADDRESS NATURE: NOTARY PUBLIC/LIMITED BASIS POSITION: NOTARY PUBLIC START DATE: 2008 NO. HR/MO:0 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: SOOFIA NAQVI INV REL: Y ADD: 2200 NORTHERN BLVD, STE 200, EAST HILLS, NY 11548 NATURE: MEDICARE SUPP POSITION: SALES START DATE: 6/4/18 NO. HR/MO: 0-5 NO. HR/MO DURING SEC TRADING: 0-5

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2010-12-23

S63 Uniform Securities Agent State Law Examination

2010-12-23

View on SEC IAPD