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Geoffrey J Malko-Rasmussen

Cetera Investment Advisers LLC

Indianapolis, IN

Carmel, IN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-06-19
  • IN RA
    APPROVED
    Since 2019-06-19

Branch Locations

10194 Crosspoint Boulevard Suite # 100, Indianapolis, IN 46256 • United States

Carmel, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rental Indianapolis IN 06/2016 Present
Foresters Financial Services Indianapolis IN 08/2016 06/2019
Foresters Advisory Services Indianapolis IN 03/2017 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Indianapolis IN 06/2019 Present
  • 06/2016 → Present
    Rental
    Indianapolis, IN
  • 08/2016 → 06/2019
    Foresters Financial Services
    Indianapolis, IN
  • 03/2017 → 06/2019
    Foresters Advisory Services
    Indianapolis, IN
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Indianapolis, IN
Previous Registrations
  • 2017-04-10 → 2019-06-24
    Foresters Advisory Services, Llc
    Indianapolis, IN
Other Businesses

1. RENTAL PROPERTY 2. OWNER OF GINN FINANCIAL; DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-30
S63 Uniform Securities Agent State Law Examination 2009-01-19
  • S65 Uniform Investment Adviser Law Examination
    2017-03-30
  • S63 Uniform Securities Agent State Law Examination
    2009-01-19
Other Names
  • Geoffrey Orr
  • Geoffrey J Orr
  • Geoffrey J Malko-Rasumssen

View on SEC IAPD

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