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Alexis Prokop Lynch

Ameriprise Financial Services, LLC

Manhasset, NY

Garden City, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-03
NY RA APPROVED 2026-01-12
  • TX RA
    APPROVED
    Since 2026-02-03
  • NY RA
    APPROVED
    Since 2026-01-12

Branch Locations

Manhasset, NY • United States

1001 Franklin Ave Ste 302, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Garden City NY 09/2014 11/2017
Ubs Financial Services Inc. New York NY 11/2017 01/2026
Ameriprise Financial Services Llc Garden City NY 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-24
S63 Uniform Securities Agent State Law Examination 2011-09-29
  • S66 Uniform Combined State Law Examination
    2014-10-24
  • S63 Uniform Securities Agent State Law Examination
    2011-09-29
Other Names
  • Alexis Prokop
  • Alexis Prokop Lynch
  • Alexis Olga Prokop

View on SEC IAPD

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