Terri Havenstrite

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 12/2018
  First Allied Securities, Inc
  San Diego, CA
• 02/2019 → 05/2022
  Bok Financial Securities, Inc.
  Tulsa, OK
• 05/2022 → 10/2022
  Wells Fargo Clearing Services, Llc
  Tulsa, OK
• 10/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Tulsa, OK

Previous Registrations

• 2020-06-25 → 2022-05-18
  Bok Financial Securities, Inc.
  Muskogee, OK
  Muskogee, OK

Other Businesses

OKLAHOMA NOTARY PUBLIC; NOT INV. RELATED; START DATE 11/01/2022; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 5; NOTARIZING DOCUMENTS.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-24
• S63 Uniform Securities Agent State Law Examination
  2009-09-22