Nathan Lee Hooker

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 08/2020
  Kestra Financial Services, Inc.
  Austin, TX
• 09/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2020 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2016-04-18 → 2020-09-02
  Kestra Advisory Services, Llc
  Greensboro, NC
• 2015-02-02 → 2016-09-22
  Kestra Investment Services, Llc
  Greensboro, NC
• 2013-02-11 → 2015-02-10
  Invest Financial Corporation
  Highpoint, NC
  Appleton, WI
  Greensboro, NC
• 2009-03-11 → 2013-02-11
  Voya Financial Advisors, Inc.
  High Point, NC
  Philadelphia, PA
• 2006-06-15 → 2009-02-25
  Ameriprise Financial Services, Llc
  Winston Salem, NC

Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 09/18/20 2) NATHAN HOOKER, 2567 REDWOOD HILL COURT, KERNERSVILLE, NC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/05/06, INV REL, 5/WK- 5/TRADING 3) SHADY GROVE WESLEYAN CHUCRH, 119 N Bunker HIll Road, Colfax NC 27235, United States, 05/03/2022, Board of Trustees Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 0 HR/MO TRADING 4) NATHAN AND DAWN HOOKER, 2567 Redwood Hill Court, Kernersville, NC 27284, 04/01/2026, Owner, Real Estate, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2006-06-14