Carrie A. King

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-03-06

TX RA
APPROVED

Since 2009-03-06

Branch Locations

Fort Worth, TX • United States

801 Cherry Street Suite 2300, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	01/2009	06/2020
Equitable Advisors, Llc	New York	NY	01/2009	Present

01/2009 → 06/2020

Axa Advisors, Llc

New York, NY
01/2009 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

1. QUARTER HORSE NEWS; MILLSAP, TX 76066; WRITER; START 7/15/2017; APPROX 2 HOURS/MONTH. 2. REYALIGHT ENTERPRISES, LLC; OWNER - NOT INVESTEMENT RELATED; START 9/20/2019; APPROX 20 HOURS/MONTH. 3. MACKINAC HOLDINGS, LLC; 5004 BYERS AVE FORT WORTH, TX 76107; CO-OWNER - RESIDENTIAL REAL ESTATE; START 7/01/2022; APPROX 20 HOURS/MONTH. 4. EXECUTOR OF PARENTS' WILL; 06/01/2024. 5. ROYAL WEALTH PLANNERS, LLC; ONWER/FOUNDER - DBA NAME ONLY; START 08/16/2024; 0 HOURS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-28

S66 Uniform Combined State Law Examination

2009-02-28

Other Names

Carrie Anne Volmer
Carrie Volmer
Carrie A. Ostrander
Carrie Anne Ostrander
Carrie Ostrander
Carrie A. Volmer

View on SEC IAPD