Best Investors Account Sign in
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-01-25
  • OH RA
    APPROVED
    Since 2022-01-25

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

North Hollywood, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Greenwich CT 11/2010 10/2017
Wells Fargo Advisors Llc Greenwich CT 11/2010 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 10/2017
Keybank Yalesville CT 11/2017 Present
Key Investment Services Llc Brooklyn OH 12/2017 Present
Previous Registrations
  • 2013-01-10 → 2017-11-29
    Melville, NY
    Trumbull, CT
    Fairfield, CT
    Trumbull, CT
    Fairfield, CT
    Milford, CT
    Greenwich, CT
    White Plains, NY
    Milford, CT
    Purchase, NY
    Southbury, CT
Other Businesses

I am the CEO and owner of The Up All Nighters LLC. The LLC is a music company that produces music for the band The Up All Nighters, and for other artists. I haven't made any money with the music company yet; however, when I do, I will file it on my taxes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-12-28
S63 Uniform Securities Agent State Law Examination 2010-07-16
  • S66 Uniform Combined State Law Examination
    2012-12-28
  • S63 Uniform Securities Agent State Law Examination
    2010-07-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brooklyn, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor