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Justin Charles Gutwald

Northern Trust Investments, Incorporated

Chicago, IL

Chicago, IL

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Current Employers
Northern Trust Investments, Incorporated

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-07-22
  • IL RA
    APPROVED
    Since 2021-07-22

Branch Locations

50 S Lasalle Street, Chicago, IL 60603-1008 • United States

181 West Madison, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities, Inc. Detroit MI 01/2013 04/2017
Comerica Bank Detroit MI 02/2011 04/2017
Blackrock Bloomfield Hills MI 04/2017 01/2021
Blackrock Investments, Llc Bloomfield Hills MI 04/2017 01/2021
Northern Trust Bank Chicago IL 06/2021 Present
Northern Trust Securities, Inc. Chicago IL 07/2021 Present
None Chicago IL 01/2021 06/2021
  • 01/2013 → 04/2017
    Comerica Securities, Inc.
    Detroit, MI
  • 02/2011 → 04/2017
    Comerica Bank
    Detroit, MI
  • 04/2017 → 01/2021
    Blackrock
    Bloomfield Hills, MI
  • 04/2017 → 01/2021
    Blackrock Investments, Llc
    Bloomfield Hills, MI
  • 06/2021 → Present
    Northern Trust Bank
    Chicago, IL
  • 07/2021 → Present
    Northern Trust Securities, Inc.
    Chicago, IL
  • 01/2021 → 06/2021
    None
    Chicago, IL
Previous Registrations
  • 2017-04-25 → 2021-01-13
    Blackrock Investment Management, Llc
    Bloomfield Hills, MI
    Princeton, NJ
    Chicago, IL
  • 2013-02-14 → 2017-04-26
    Comerica Securities
    Detroit, MI
    Bloomfield Hills, MI
    Grosse Pointe Woods, MI
  • 2010-04-09 → 2011-02-23
    Waddell & Reed
    Hamden, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-12
  • S66 Uniform Combined State Law Examination
    2009-08-12
Other Names
  • Justin Gutwald

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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