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Current Employers
Norcross Capital Management Llc

South Chatham, MA • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-11-02
  • MA RA
    APPROVED
    Since 2023-11-02

Branch Locations

South Chatham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Management Company Llp Boston MA 07/2010 06/2021
Unemployed Dijon 06/2021 03/2023
Norcross Capital Management Llc Wilmington DE 04/2023 Present
  • 07/2010 → 06/2021
    Wellington Management Company Llp
    Boston, MA
  • 06/2021 → 03/2023
    Unemployed
    Dijon
  • 04/2023 → Present
    Wilmington, DE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-15
S63 Uniform Securities Agent State Law Examination 2006-03-10
  • S65 Uniform Investment Adviser Law Examination
    2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2006-03-10

View on SEC IAPD

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