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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-25 |
| TX | RA | APPROVED | 2022-05-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Glendora | CA | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Glendora | CA | 11/2016 | 10/2017 |
| U.S. Bancorp Investments, Inc. | Rancho Cucamonga | CA | 10/2017 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 04/2019 | 05/2022 |
| Bank Of America, N.A. | Ontario | CA | 04/2019 | 05/2022 |
| Wells Fargo Clearing Services, Llc | Riverside | CA | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-07 |
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