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Joseph Arnold Vignoni

Wells Fargo Clearing Services, LLC

Temecula, CA

CRD 5631251

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-25
TX RA APPROVED 2022-05-25
  • CA RA
    APPROVED
    Since 2022-05-25
  • TX RA
    APPROVED
    Since 2022-05-25

Branch Locations

27555 Ynez Road Ste 120, Temecula, CA 92591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Glendora CA 08/2014 11/2016
Wells Fargo Clearing Services, Llc Glendora CA 11/2016 10/2017
U.S. Bancorp Investments, Inc. Rancho Cucamonga CA 10/2017 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ontario CA 04/2019 05/2022
Bank Of America, N.A. Ontario CA 04/2019 05/2022
Wells Fargo Clearing Services, Llc Riverside CA 05/2022 Present
Previous Registrations
  • 2019-04-05 → 2022-05-26
    Ontario, CA
  • 2017-10-03 → 2019-04-26
    Rancho Cucamonga, CA
    Huntington Beach, CA
    Sun City, CA
    Rancho Cucamonga, CA
    Upland, CA
    Rancho Cucamonga, CA
    Murrieta, CA
    Upland, CA
    Hemet, CA
  • 2011-01-03 → 2017-10-06
    Glendora, CA
    Pasadena, CA
    Montclair, CA
    Rancho Cucamonga, CA
    Ontario, CA
    Ontario, CA
    Ontario, CA
    Chino, CA
    Ontario, CA
    Chino, CA
    Ontario, CA
  • 2009-05-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Glendora, CA
    Rancho Cucamonga, CA
    Duarte, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-07
  • S66 Uniform Combined State Law Examination
    2009-05-07
Designations
  • Certified Financial Planner
Other Names
  • Joseph Arnold Vignoni
  • Joseph A. Vignoni
  • Joseph Arnold Vignoni
  • Joseph Vignoni

View on SEC IAPD

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