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1349 Fairground Road, Xenia, OH 45385 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Distributors, Inc. | Denver | CO | 10/2011 | Present |
| James Investment Research, Inc | Alpha | OH | 07/2014 | Present |
JAMES INVESTMENT RESEARCH; INVESTMENT RELATED; 1349 FAIRGROUND RD, XENIA, OH 45385; REGISTERED INVESTMENT ADVISOR; PORTFOLIO MANAGER; 07/2006; 160 HOURS/MONTH; 160 HOURS/MONTH DURING TRADING HOURS; PORTFOLIO MANAGER AND RESEARCH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-24 |
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