Dennis Lavoy

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 11/2023
  Fsc Securities Corporation
  Bloomfield Hills, MI
• 12/2008 → 01/2018
  Michigan Finanical Advisors
  Bloomfield Hills, MI
• 02/2018 → Present
  Telos Financial
  Plymouth, MI
• 11/2023 → Present
  Osaic Wealth, Inc.
  Plymouth, MI

Previous Registrations

• 2016-05-05 → 2023-11-03
  Fsc Securities Corporation
  Bloomfield Hills, MI
  Kalamazoo, MI
  Plymouth, MI
• 2016-05-05 → 2019-12-04
  Michigan Financial Advisors Corporation
  Bloomfield Hills, MI

Other Businesses

1. COMMUNITY FOUNDATION OF PLYMOUTH POSITION: Board of Directors Member NATURE: 503(C) Nonprofit INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/15/2019 ADDRESS: 50430 School House Rd, Ste 200, Canton MI 48187, United States DESCRIPTION: This is a board position for a nonprofit. The organization's goal is to improve the community within the 48170 zip code. Primary responsibilities are be an ambassador for the foundation in the community and to help guide the direction of the foundation. 2. TELOS FINANCIAL POSITION: Financial Advisor / Proprietor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 02/01/2018 ADDRESS: 409 Plymouth Rd, Suite 206, Plymouth MI 48170, United States DESCRIPTION: This is the insurance and annuity business I run through my DBA name. 3. NOTARY PUBLIC POSITION: Notary NATURE: I am a Notary Public. There's no structure or revenue associated with this. I have it as a service to my clients. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/13/2014 ADDRESS: 409 Plymouth Rd, Suite 206, Plymouth MI 48170, United States DESCRIPTION: I occasionally notarize documents for clients or colleagues. On average, I notarize about six documents per year. 4. PATHWAYS FINANCIAL GROUP, LLC POSITION: Participant NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2018 ADDRESS: 409 Plymouth Road, Suite 206, Plymouth MI 48170, United States DESCRIPTION: None 5. COMMUNITY FINANCIAL CREDIT UNION POSITION: Director/Board Member, Secretary & Treasurer NATURE: Not For Profit INVESTMENT RELATED: No NUMBER OF HOURS: 48 SECURITIES TRADING HOURS: 4 START DATE: 06/06/2019 ADDRESS: 500 South Harvey St, Plymouth MI 48170, United States DESCRIPTION: I am a member of the Board of Directors. The credit union uses the Policy Governance model of management. I have a meeting once per month in the evening to serve the majority of my duties. There are also 2 weekend retreats annually that attendance is encouraged and it's encouraged to attend continuing educational conferences annually. The role is primarily to translate the voice of the members to the CEO to help guide their direction of the operations of the credit union and to complete duties to ensure the credit union is in compliance with credit union guidelines. Additionally I am serving as a member or chair of different committees as needed. The board and committee work varies with intensity and time required with what is going on with the institution.

Exams

• S63 Uniform Securities Agent State Law Examination
  2009-05-12

Designations

• Certified Financial Planner

Other Names

• Dennis Lambert Lavoy