Frank Saldana

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-09-25
CA	RA	APPROVED	2012-10-01

TX RA
APPROVED_RES

Since 2013-09-25
CA RA
APPROVED

Since 2012-10-01

Branch Locations

12193 Central Ave., Chino, CA 91710 • United States

100 W. Second Street, Pomona, CA 91766 • United States

1070 N Mountain Ave, Ontario, CA 91762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Ontario	CA	10/2012	Present
Jpmorgan Chase Bank, N.A.	Ontario	CA	10/2012	Present

10/2012 → Present

J.P. Morgan Securities Llc

Ontario, CA
10/2012 → Present

Jpmorgan Chase Bank, N.A.

Ontario, CA

Previous Registrations

2011-06-10 → 2012-10-01

Chase Investment Services Corp.

Riverside, CA

Colton, CA

Grand Terrace, CA

Moreno Valley, CA
2010-05-27 → 2011-06-02

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
2009-03-16 → 2010-02-25

Edward Jones

Corona, CA

St Louis, MO

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/15/2020 ADDRESS: 474 Richmond Hill, Georgia DETAILS: 474 RICHMOND HILL, GEORGIA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 1/15/2020 ADDRESS: 35 Richmond Hill, Georgia DETAILS: 35 RICHMOND HILL, GEORGIA. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/30/2015 ADDRESS: 9125 LAS VEGAS, NV DETAILS: Rental Property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 9/30/2015 ADDRESS: 9068 LAS VEGAS NV DETAILS: Rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0