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Katherine Gail Martin

Cetera Investment Advisers LLC

Westbury, NY

Central Islip, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-22
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2025-02-22
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1400 Old Country Rd Suite 408, Westbury, NY 11590 • United States

Central Islip, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Westbury NY 03/2014 06/2019
Rc Dugans Eas Meadows NY 10/2015 09/2017
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Westbury NY 06/2019 Present
  • 03/2014 → 06/2019
    Foresters Financial Services
    Westbury, NY
  • 10/2015 → 09/2017
    Rc Dugans
    Eas Meadows, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    Westbury, NY
Other Businesses

1. HEALTH AND DISABILITY INSURANCE 2. OWNER OF KGM WEALTH MANGEMENT; DBA FOR CETERA BUSINESS. 2. POA FOR UNCLE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-30
S63 Uniform Securities Agent State Law Examination 2013-10-16
  • S65 Uniform Investment Adviser Law Examination
    2020-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-10-16

View on SEC IAPD

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Other Investors

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Michael F Cousins

Other Offices

S&S EQUITY CORP. · WESTBURY, NY
DSJ WEALTH MANAGEMENT LLC · WESTBURY, NY
THRIVENT INVESTMENT MANAGEMENT INC. · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURY, NY
CETERA INVESTMENT ADVISERS LLC · WESTBURYN, NY
CETERA INVESTMENT ADVISERS LLC · Westbury, NY

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