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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-03-21
  • ID RA
    APPROVED
    Since 2024-03-21

Branch Locations

416 South 4Th Avenue, Pocatello, ID 83201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cornerstone Financial Advisors Llc Pocatello ID 04/2010 Present
Cetera Advisors Llc Denver CO 12/2013 Present
Blades Salon And Spa, Llc Pocatello ID 02/2020 01/2022
Blades Salon & Spa, Llp Pocatello ID 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 04/2010 → Present
    Cornerstone Financial Advisors Llc
    Pocatello, ID
  • 12/2013 → Present
    Cetera Advisors Llc
    Denver, CO
  • 02/2020 → 01/2022
    Blades Salon And Spa, Llc
    Pocatello, ID
  • 01/2022 → Present
    Blades Salon & Spa, Llp
    Pocatello, ID
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2010-04-06 → 2013-12-09
    Pocatello, ID
    Cincinnati, OH
  • 2009-08-10 → 2010-04-07
    Securities America Advisors, Inc.
    Pocatello, ID
Other Businesses

1.FIXED INSURANCE WITH VARIOUS COMPANIES, INVEST RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, 4HR/WK DURING TRADING, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE. 2.CORNERSTONE FINANCIAL ADVISORS, INVEST RELATED, SAME AS REGISTERED LOCATION, DBA FOR SECURITIES AND INSURANCE, START 10/01/05, 20HR/MO DURING TRADING HRS, SECURITIES AND INSURANCE BUSINESS WITH CLIENTS. 3. SISTER CITIES FOUNDATION OF POCATELLO, INC., NOT INVESTMENT RELATED, 911 N 7TH AVE, POCATELLO, ID 83201, CIVIC, STARTED 05/2015, POSITION/TITLE/RELATIONSHIP: CHAIRMAN, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: CHAIR OF JAPANESE SUB-COMMITTEE, SENDING A YOUTH DELEGATION TO SISTER CITY IN JAPAN. DELEGATION PROMOTES CULTURE EXCHANGE, PEACE AND FRIENDSHIP. 4. NAME OF OTHER BUSINESS: BLADES SALON & SPA, LLP, INVESTMENT RELATED: NO, ADDRESS: 911 N. 7TH AVE, POCATELLO, ID, 83201, NATURE OF BUSINESS: BEAUTY SALON & SPA, START DATE: 01/2022, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 20, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNS AND OPERATES BUSINESS WITH SPOUSE 5. NAME OF OTHER BUSINESS: POCATELLO IWAMIZAWA SISTER CITY FOUNDATION INC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: NON PROFIT; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: BOARD MEETINGS, FUNDRAISING,COLLECTING CONTRIBUTIONS, MAINTAINING BANK ACCOUNT; 6. NAME OF OTHER BUSINESS: CORNERSTONE ADVISORY GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE:04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-14
  • S66 Uniform Combined State Law Examination
    2009-04-14
Other Names
  • Doug Woolley

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