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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-23 |
Branch Locations
1560 E Southlake Blvd Suite 225, Southlake, TX 76092 • United States
10 Hudson Yards, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 04/2014 | 05/2019 |
| Guardian Life Insurance | Cypress | TX | 05/2019 | Present |
| Park Avenue Securities Llc | Cypress | TX | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-12 |
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