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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-06-06 |
| TX | RA | APPROVED_RES | 2017-01-18 |
| KY | RA | APPROVED | 2015-09-21 |
| OH | RA | APPROVED | 2015-09-18 |
| IN | RA | APPROVED | 2009-03-20 |
Branch Locations
809 Wrights Summit Parkway Suite 310, Fort Wright, KY 41011 • United States
3805 Edwards Rd Suite 610, Cincinnati, OH 45209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird | Ft. Wright | KY | 12/2008 | Present |
Name/Address: Summit Ridge Apartments LLC; 2641 Crescent Springs Pike, Suite C, Crescent Springs KY 41017 Start date: Nov 04, 2025 Hours spent: 0-1 hour/month Hours spent during trading Hours: 0 Role/Responsibility: LLC member/owner Not Invest related NAME AND ADDRESS: MICHAEL B FRITZ FAMILY LLC 563 TREVINO RIDGE CRESTVIEW HILLS, KY 41017 NATURE OF ENTITY: HOLDING COMPANY Invest related Role/RESPONSIBILITIES: OWNER Start: 1/1/2015 HOURS DEVOTED: 1 HOUR PER MONTH. Dorothy Wood Foundation, Charitable Foundation, 710 Orphanage Rd Ft Mitchell, KY 41017 Board member- Help ensure Investment Policy statement is followed along with review of Foundation performance. Investment related. Start date June 2018. 4 hours/year. Duties- Help ensure Investment Policy statement is followed along with review of Foundation performance. Name/Address: Rental Property (2) in Long Cove 2 Woodstock Ct Hilton Head SC 29928 Start date: 12/19/19 Hours spent: 1 hour/month Hours spent during trading Hours: Zero Role/Responsibility: Owner Non Invest related Name/Address: Hilton Head Rental Home, Hilton Head, South Carolina 29915 Start date: 10/15/21 Hours spent: Less than 1 Hours spent during trading Hours: 0 Role/Responsibility: Owner Not Invest related Name and Address: FZ Investments LLC 1671 Park Road, Park Hills KY 41011 Start Date: 2/22/21 Hours Spent: 0-2 hours/month Hours Spent during trading hours: Zero Role/Responsibility: LLC Owner/Member; Used as holding company for personal investment. Non Invest Related Name/Address: Brain Injury Alliance of Northern Kentucky 22 Spiral Dr Florence KY 41042 Start Date: 5/1/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member/Investment Committee. Invest Related Name/Address: Covington Investment Partners LLC 722 Scott St Covington KY 41011 Start Date: 11/15/22 Hours Spent: 0-2 hours/month Hours Spent During Trading: Zero Role/Responsibility: LLC Owner/Member Non Invest Related Name/Address: Summit Real Estate LLC; 1671 Park Road Suite 11, Ft Wright, KY 41011 Start Date: 7/15/2023 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner Non Invest Related Name/Address: The Anderson Commons, LLC; 2523 Dixie Highway Suite B, Fort Mitchell, KY 41017 Start Date: 7/15/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC member Non Invest Related Name/Address: Luxe Coach, LLC; 2641 Crescent Springs Pike, Suite B, Crescent Springs, KY 41017 Start Date: 12/1/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related Name/Address: Bonita National Condo; 17981 Bonita National Blvd, 774, Bonita Springs, FL 34135 Start Date: 1/10/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Rental Property Owner Non Investment Related Name/Address: Horizon Community Funds of Northern Kentucky; 50 E. Rivercenter Blvd Suite 431, Covington, KY 41011 Start Date: 2/1/24 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investment Committee Member to build non-profits. Investment Related Name/Address: Cincinnati Gas Lite 4013 Dixie Highway, Elsmere, KY 41018 Start Date: 7/11/2024 Hours Spent: 0-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Member/Owner Non Investment Related Name/Address: Foxfire LLC 2701 Short Vine Cincinnati OH 45219 Start Date: 3/12/13 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Investor Investment Related Name/Address: Streamline Outdoor LLC 1080 Nimitzview Dr, Suite 300 Cincinnati OH 45230 Start Date: Aug 01, 2026 Hours Spent: 0-3 hours/month Hours Spent During Trading: 0-3 hours/month Role/Responsibility: LLC Member Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-19 |
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