Paul Indig

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-28
NY	RA	APPROVED	2021-06-16
NJ	RA	APPROVED	2012-06-05

TX RA
APPROVED_RES

Since 2024-05-28
NY RA
APPROVED

Since 2021-06-16
NJ RA
APPROVED

Since 2012-06-05

Branch Locations

55 East 52Nd Street 10Th Floor, New York, NY 10055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	New York	NY	05/2012	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

05/2012 → Present

Morgan Stanley Smith Barney

New York, NY
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2009-04-14 → 2012-05-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Other Businesses

ATTORNEY; NEW YORK, NY; Keep NY law license current and active, though I do not now practice law. *166278 - State of New York; Investment related No; New York, New York; Government; Notary Public (proprietor, partner, officer, director, employee, trustee, agent); 05/2022; During business hours: 0; After business hours: 0.5; Notary Public

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-04-11

S66 Uniform Combined State Law Examination

2009-04-11

View on SEC IAPD