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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-09-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Fairport | NY | 12/2009 | 06/2017 |
| New York Life | Faiport | NY | 11/2009 | 06/2017 |
| Hornor Townsend & Kent Inc | Rochester | NY | 07/2017 | 07/2020 |
| Penn Mutual Life Ins Co | Rochester | NY | 07/2017 | 07/2020 |
| Mass Mutual Life Insurance Company | Rochester | NY | 07/2020 | 07/2022 |
| Mml Investors Services, Llc | Rochester | NY | 07/2020 | 07/2022 |
| Unemployed | Farminton | NY | 07/2022 | 08/2022 |
| New York Life | Fairport | NY | 08/2022 | 08/2024 |
| Nylife Securities Llc | Fairport | NY | 12/2022 | 08/2024 |
| Eagle Strategies Llc | Fairport | NY | 11/2023 | 08/2024 |
| Esl Investment Services, Llc | Rochester | NY | 08/2024 | Present |
| Lpl Financial | Rochester | NY | 08/2024 | Present |
1- 08/2024 / ESL Investment Services, LLC / Financial Institution - Limited Purpose Broker / Inv Rltd / start 08/19/2024 2- 08/2024 / ESL Investment Services (RR# V1FA) / DBA for LPL / Inv Rltd / 160 hrs mnth / 8 hrs during trading / start 08/19/2024 3- 08/2024 / Mass Mutual / Non-Variable Insurance Trails Only / Inv Rltd / 1 hrs mnth / start 07/2020 4- 08/2024 / ESL Investment Services,LLC (Broker/Dealer/General Agency) / Non-Variable Insurance / Inv Rltd / 20 hrs mnth / 1 hrs during trading / start 08/19/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2009-02-06 |
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