Ethan Alexander William Quirin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 07/2025
  Next Financial Group Inc
  Ardmore, PA
• 07/2025 → Present
  Lpl Financial Llc
  Malvern, PA

Previous Registrations

• 2012-11-09 → 2025-07-10
  Next Financial Group, Inc.
  Radnor, PA
  Houston, TX
  Malvern, PA
• 2010-01-06 → 2012-11-12
  Geneos Wealth Management, Inc.
  King Of Prussia, PA
• 2009-06-04 → 2009-12-17
  Voya Financial Advisors, Inc.
  Philadelphia, PA

Other Businesses

1- 07/2025 - Malvern Legal LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 1800 Lancaster Ave Ste M, Paoli, PA - Start Date 01/01/2020 - 0 hours per month/ during trading 2- 07/2025 - Malvern Tax LLC dba Top Dog Tax Planners - Tax Prep/Accounting/CPA - Investment Related - 1800 Lancaster Ave Ste M, Paoli, PA - Start Date 01/01/2020 - 5 hours per month/ 1 hour during trading 3- 07/2025 - Ethan Quirin Legal Services - FINRA Arbitrator - Investment Related - At Reported Business Location(s) - Start Date 08/01/2015 - 1 hour per month/ 1 hour during trading 4- 07/2025 - Ethan Quirin Legal Services - Attorney/ Legal Services - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 50 hours per month/ 12 hours during trading 5-- 07/2025 - Financial Dogma - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/01/2015 - 10 hours per month/ 10 hours during trading 6- 07/2025 - Financial Dogma - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/01/2015 - 120 hours per month/ 120 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-04-17

Other Names

• Ethan Alexander William Quirin