Douglas A Barr

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2006 → 10/2019
  1St Global Capital Corp.
  Denver, CO
• 05/1979 → Present
  Ryan Gunsauls & O'DOnnell, Pc
  Denver, CO
• 03/2006 → 10/2019
  1St Global Advisors, Inc.
  Denver, CO
• 03/2007 → 06/2025
  Avantax Insurance Services, Inc.
  Denver, CO
• 04/2014 → 09/2016
  I.M. Wealth Care, Llc
  Denver, CO
• 09/2016 → 02/2024
  Peak Wealth Strategies, Llc
  Denver, CO
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Denver, CO
• 10/2019 → 09/2025
  Avantax Advisory Services
  Denver, CO
• 02/2024 → Present
  Wealthspring Financial Partners Llc
  Denver, CO
• 02/2024 → Present
  Wealthspring Financial Partners Llc
  Denver, CO
• 02/2024 → Present
  Wealthspring Financial Partners Llc
  Denver, CO
• 02/2007 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services
  Denver, CO
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Denver, CO
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Denver, CO
  Denver, CO
• 2006-06-13 → 2019-10-25
  1St Global Advisors Inc
  Denver, CO
• 2014-04-07 → 2016-09-09
  I.M. Financial, Llc
  Greenwood Village, CO

Other Businesses

1) RYAN GUNSAULS & O'DONNELL, LLC POSITION: CPA NATURE: CPA firm INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/01/1979 DESCRIPTION: CPA firm 2) EIA SALES (NORTH AMERICAN) POSITION: APPOINTED AGENT NATURE: INSURANCE - EIAs INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2016 ADDRESS: , W Des Moines IA 50266, United States DESCRIPTION: PROVIDE EQUITY INDEXED ANNUITIES AS A SOURCE OF INCOME IN RETIREMENT 3) YALE PROFESSIONAL BUILDING LLLP POSITION: LIMITED PARTNER NATURE: REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2010 ADDRESS: Denver CO , United States DESCRIPTION: OWNS REAL ESTATE/BUILDING 4) ALASKA LEASE OWNERSHIP POSITION: OWNER NATURE: OIL AND GAS LEASE INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2003 ADDRESS: AK , United States DESCRIPTION: PURCHASED PERCENTAGE INTEREST IN OIL AND GAS LEASES 5) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: referring advisor NATURE: Wealthspring Financial Partners acquired our previous firm Peak Wealth Strategies LLC - pay out to be ovver 5 years INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2024 ADDRESS: 5590 East Yale Ave, Suite 102, Denver CO 80222, United States DESCRIPTION: I think we are considered referring advisors - we will still meet with clients as the new Financial advisor Diane DeOliveria takes over the forma advisor role 6) E.E. TRUST; TRUSTEE; Trustee of mother, Evelyn. All assets available to distribute to beneficiaries was done in 2004. Some residual assets now appear to have value and income activity has restarted.; NIR; 1; 04/09/1991; Denver CO 80222; COLLECTS INCOME AND PAYS OUT TO BENEFICIARIES ANNUALLY; 1HR PER MONTH, 1HR DURING TRADING HOURS 7) VIKKI GOLD LIVING TRUST POSITION: TRUSTEE NATURE: TRUSTEE FOR THE RECENTLY DECEASED VIKKI GOLD - ALL TRUSTEE SERVICES ACCORDING TO TRUST DOCUMENT ON FILE WITH AVANTAX INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/15/2025 ADDRESS: 7900 E. Union Ave., Suite 1100, Denver CO 80237, United States DESCRIPTION: TRUSTEE SERVICES

Exams

• S66 Uniform Combined State Law Examination
  2006-03-14