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Employer firm

U.s. Bancorp Advisors, LLC CRD 14455

$1.80B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

1850 Irving St, San Francisco, CA 94122 • United States

3550 Geary Blvd, San Francisco, CA 94118 • United States

1435 Stockton St, San Francisco, CA 94133 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Francisco CA 05/2016 10/2019
U.S. Bancorp Investments, Inc. San Francisco CA 01/2020 02/2026
U.S. Bancorp Advisors, Llc San Francisco CA 02/2026 Present
Previous Registrations
  • 2020-01-03 → 2026-02-13
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Santa Clara, CA
    San Francisco, CA
    San Jose, CA
    San Jose, CA
    San Francisco, CA
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2016-06-02 → 2019-11-13
    San Francisco, CA
  • 2015-10-16 → 2016-06-23
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
    Saratoga, CA
    San Jose, CA
    San Jose, CA
Other Businesses

Viditure; not investment-related; address not provided; data image processing, start-up; Board Member/Consultant; 1/20152; 3 hours/month; 0 hours/trading; consult on coding for the UI.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-15
S63 Uniform Securities Agent State Law Examination 2012-04-02
  • S66 Uniform Combined State Law Examination
    2015-10-15
  • S63 Uniform Securities Agent State Law Examination
    2012-04-02
Other Names
  • Salim Habib
  • Salim Habib-Augustyn

View on SEC IAPD

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