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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2022-03-02 |
Branch Locations
Palm Bch Gdns, FL • United States
2001 Pennsylvania Ave Nw 10Th Floor, Washington, DC 20006 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Llc | Palm Beach Gardens | FL | 07/2015 | 01/2022 |
| Thomas Shingler | Washington | DC | 01/2022 | Present |
| Northwestern Mutual Investment Services Llc | Washington | DC | 01/2022 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 04/2022 | Present |
100% OWNER, 170 FAIRWAY DRIVE, 170 FAIRWAY DRIVE, LAKE TOXAWAY, , NORTH CAROLINA, 28747, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWN A PROPERTY LISTED FOR RENT. RENTAL AGENCY HANDLES EVERYTHING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-02 |
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