Palki Mehta

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-08-26

NY RA
APPROVED

Since 2025-08-26

Branch Locations

Howard Beach, NY • United States

One World Trade Center, 285 Fulton Street 39Th Floor, New York, NY 10007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	New York	NY	12/2008	Present
Nylife Securities Llc	New York	NY	07/2014	Present
Eagle Strategies Llc	Howard Beach	NY	08/2025	Present

12/2008 → Present

New York Life Insurance Company

New York, NY
07/2014 → Present

Nylife Securities Llc

New York, NY
08/2025 → Present

Eagle Strategies Llc

Howard Beach, NY

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; 8625 VAN WYCK EXPY # 302, BRIARWOOD NY 11435; START DATE 02/2015; ROLE/TITLE: INSURANCE BROKER; INVESTMENT RELATED; 10 HOURS PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS]

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-08-21
S63	Uniform Securities Agent State Law Examination	2014-08-27

S65 Uniform Investment Adviser Law Examination

2025-08-21
S63 Uniform Securities Agent State Law Examination

2014-08-27

Other Names

Palki Palki
No Name Given Palki

View on SEC IAPD