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Rosemary Frances Ezell

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

Rogers, AR

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2017-04-20
TX RA APPROVED_RES 2016-07-01
  • AR RA
    APPROVED
    Since 2017-04-20
  • TX RA
    APPROVED_RES
    Since 2016-07-01

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

5001 W Founders Way, Rogers, AR 72758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Little Rock AR 04/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-19
  • S66 Uniform Combined State Law Examination
    2017-04-19
Other Names
  • Rosemary Frances Plafcan

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
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