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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-12-27 |
Branch Locations
140 N Mckinley St, Coats, NC 27521 • United States
4141 Parklake Ave Ste 450, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Coats | NC | 08/2016 | Present |
| Principal Securities Inc | Coats | NC | 08/2016 | Present |
| Mid Atlantic Executive Benefits | Coats | NC | 04/2017 | Present |
| Pope Financial Services | Coats | NC | 06/2020 | Present |
| Hunter & See Wealth Management | Raleigh | NC | 07/2021 | Present |
**Fixed Insurance, Annuities, Life, LTC, 02/13/17. **Officiating, Athletic officiating within greater Raleigh area, 02/13/17. **Fixed Insurance; Investment Related; Raleigh, NC; Broker; Group Benefits; Start Date: 03/12/2019; 5 hrs per month; 2 during trading hours. **BETHLEHEM BAPTIST CHURCH POSITION: Finance Committee NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2023 ADDRESS: 8400 Poole Rd, Knightdale NC 27545, United States DESCRIPTION: The finance committee of Bethlehem Baptist Church creates the budget for the church each fiscal year. The committee reviews all expenditure requests over $200 and approves the same provided there are funds to pay for them. The finance committee also communicates the financial situation of the church to its members. **COATS AREA CHAMBER OF COMMERCE POSITION: Treasurer NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: 140 N. McKinley St, Coats NC 27521, United States DESCRIPTION: The treasurer of the Coats Area Chamber of Commerce is responsible for assisting the director with bookkeeping for the chamber as well as reporting the financial statements at the board of director's meeting each year. **FIXED INSURANCE POSITION: Annuities, Life, LTC, Disability NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/07/2023 ADDRESS: 140 N. McKinley St, Coats NC 27521, United States DESCRIPTION: Selling outside life insurance, fixed annuities, LTC, disability insurance. **HUNTER & SEE WEALTH MANAGEMENT (DBA) POSITION: Associate NATURE: Financial Strategies/Needs Analysis; Life Insurance/Annuities/ Mutual Funds/Securities/VA/VL INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: 4141 Parklake Ave, Ste 450, Raleigh NC 27612, United States DESCRIPTION: My title is Associate. I help Carey and sometimes Randy in a joint case scenario where we meet with clients together. Sometimes I will meet with their smaller clients for reviews. The products which are used can vary from case to case to include insurance solutions (life, DI, LTC); annuities (variable and fixed) as well as managed accounts, mutual funds and occasionally CDs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-30 |
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