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Current Employers
Credit Union Investment Services

801 Hillsborough Street 3Rd Floor, Raleigh, NC 27603 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-30
  • NC RA
    APPROVED
    Since 2018-10-30

Branch Locations

200 Tilghman Dr, Dunn, NC 28334 • United States

411 Pine State St, Lillington, NC 27546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Secu Brokerage Services Raleigh NC 06/2018 Present
Secu Life Insurance Company Raleigh NC 06/2018 Present
State Employees' Credit Union Lillington NC 09/2016 Present
Keith Hills Golf Club Buies Creek NC 01/2013 09/2016
Campbell University Buies Creek NC 06/2012 09/2016
Credit Union Investment Services Raleigh NC 08/2018 Present
Members Trust Company Tampa FL 09/2019 Present
  • 06/2018 → Present
    Secu Brokerage Services
    Raleigh, NC
  • 06/2018 → Present
    Secu Life Insurance Company
    Raleigh, NC
  • 09/2016 → Present
    State Employees' Credit Union
    Lillington, NC
  • 01/2013 → 09/2016
    Keith Hills Golf Club
    Buies Creek, NC
  • 06/2012 → 09/2016
    Campbell University
    Buies Creek, NC
  • 08/2018 → Present
    Raleigh, NC
  • 09/2019 → Present
    Members Trust Company
    Tampa, FL
Other Businesses

STATE EMPLOYEES' CREDIT UNION. INVESTMENT RELATED BUSINESS. NATURE: FINANCIAL SERVICES. OSJ OFFICE ADDRESS: RALEIGH, NC. TITLE: FINANCIAL ADVISORY SERVICES SPECIALIST. START DATE 9/2016. DUTIES: PROVIDE FINANCIAL SERVICES TO ELIGIBLE MEMBERS AND PROVIDE OPPORTUNITIES FOR MEMBERS TO IMPROVE THEIR ECONOMIC AND SOCIAL CONDITION. SECU LIFE INSURANCE COMPANY. INVESTMENT RELATED BUSINESS. ADDRESS: RALEIGH, NC. NATURE: LIFE INSURANCE. TITLE: AGENT. START DATE: 6/2018. DUTIES AND TIME (SOME DURING SECURITIES TRADING HOURS) AS REQUIRED IN CONJUNCTION WITH POSITION AT STATE EMPLOYEES' CREDIT UNION. MEMBERS TRUST COMPANY. INVESTMENT RELATED BUSINESS. NATURE: TRUST SERVICES. ADDRESS: 14025 RIVEREDGE DRIVE, SUITE 280, TAMPA, FL 33637. SPEND APPROXIMATELY 1% OF TIME CONDUCTING MTC BUSINESS. START DATE: SEPTEMBER, 2019. TITLE: TRUST REP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-10-30
S63 Uniform Securities Agent State Law Examination 2018-08-28
  • S65 Uniform Investment Adviser Law Examination
    2018-10-30
  • S63 Uniform Securities Agent State Law Examination
    2018-08-28

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