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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-05-19
NJ RA APPROVED 2010-08-12
  • CA RA
    APPROVED
    Since 2016-05-19
  • NJ RA
    APPROVED
    Since 2010-08-12

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Investments, Llc New York NY 08/2010 Present
  • 08/2010 → Present
    Blackrock Investments, Llc
    New York, NY
Previous Registrations
Other Businesses

Mesa Verde Country Club; private country club; Board member; monthly board meetings and committee meetings; 5 hrs per month; 11-22-2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-12-09
S65 Uniform Investment Adviser Law Examination 2009-01-15
  • S63 Uniform Securities Agent State Law Examination
    2010-12-09
  • S65 Uniform Investment Adviser Law Examination
    2009-01-15
Other Names
  • Tim J. Miller

View on SEC IAPD

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